Our Mission
To help our clients succeed on their journey by partnering with them to navigate the evolving cannabis and securities laws in a compliant manner.
Legal Services
Serve as fractional General Counsel, Drafting, Negotiating and Reviewing Corporate, Vendor, Commercial, NDAs and Employment Contracts, Corporate formation and Governance. Corporate, Transactional, M&A, Commercial and Banking law matters. Licensing and Royalty Agreements. Day-to-day general counsel corporate issues including Vendor, HR, and Finance issues.
Consulting Services
Providing short and long term Strategic, Corporate, Transactional and Business Guidance to management and assist in implementation. Review advertising and marketing materials. Assist with press releases.
Compliance Services
Written Supervisory Procedures and Policies, AML Regulatory Compliance, SEC, CFTC, FINRA, NFA and State Regulatory issues for securities, fintech and cannabis industry participants. Provide audit assistance visits. Provide continuing education and training.
Securities Services
Draft SEC Public Report, Draft Purchase Agreements, Engage in M&A activities, Conduct in-depth Due Diligence for proposed Transactions, Provide services to Broker-Dealers, Fintech companies, RIAs, Introducing Brokers, CPOs, CTAs, Investment Managers, SEC Filings, Draft Private Placements, Public Offerings, and assist with registration issues.
Cannabis Services
Provide legal and business advice to cultivators, processors, dispensaries and ancillary cannabis and hemp industry participants.